Chief Compliance Officer

How I arrived at RWM:

“I had spent many exciting years as a regulator in the financial services industry, leading national programs to review compliance of broker-dealers and registered representatives with securities laws and rules. Having had exposure to various types of large and small firm compliance programs, I decided to take a new step in my career by pursuing a compliance role at a private firm. Given the trend of increasing registered investment advisory services, I was interested in challenging myself by learning and applying my skill set in this growing area. I was fortunate to learn of the opportunity to build out the Compliance program at RWM. It didn’t take me long to see how revered Barry and Josh were and I quickly realized that it was a chance to become part of one of the fastest-growing registered investment advisory firms in the nation and I never looked back.”

Favorite Part of the Job:

“The ability to work in an entrepreneurial environment, empowered by some of the most preeminent thought leaders in the industry ”

Experience:

LinkedIn

Education:

Utica College, M.S. Economic Crime
St. Francis College, B.S. Accounting

Professional Organizations:

CPA

When I’m Not Working:

“I enjoy spending time with my family. My husband Chris and I live on Long Island and are very proud of our three children Christina, Matthew and Sean. Christina is a nurse, Matthew is finishing up college and Sean is in 9th grade. We typically spend our time together at sporting events, both professional and amatuer (retired baseball Mom turned hockey Mom). In the summer, we like to enjoy all Long Island has to offer by playing golf, boating and enjoying the beaches. We also love spending down time with our adorable Cockapoo, Buddy”.

Contact:

Call 212-625-1200